Steven Potwin
Steven Potwin is a registered investment advisor at Citizens Securities, INC., based in Brattleboro, VT, with 17 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 53,044 clients with $9.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Citizens Securities offers investment management through its Managed Account Program. The fees vary depending on the specific program selected.
The maximum annual rate for Citizens Securities' component of the fee is 2.00%. The total fee covers asset allocation recommendations, manager research, brokerage, custody, performance reports, and administrative services. Third-party manager fees typically range from 0.02% to 0.50%.
Fees are negotiable under some circumstances, such as the type and size of the client account and the range of services provided.
For Connect accounts, there is a minimum investment of $2,000.
Location
894 N. Putney Road, Ms: Vta 529, Brattleboro, VT, 05301
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2011Other Business Activities
Steven is a member of the Greater Monadnock Collaborative, attending networking events a few hours per week. He is also a Notary Public.
Employment History
Current Registrations
Citizens Securities, INC.Broker
Citizens Securities, INC.
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Citizens Investment Services
Citizens Securities, INC.Broker
Santander Securities LLCBroker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Fidelity Brokerage Services LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.