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Aaron Lin

Charles Schwab & CO., INC.
18 Years of Experience
Garden City, NY
Broker
View SEC Summary
View SEC Summary

Aaron Lin is a registered investment advisor at Charles Schwab & CO., INC., based in Garden City, NY, with 18 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8343 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 Old Country Road, Garden City, NY, 11530-2045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2022 - Present · 4 yrs 9 mos
Charles Schwab & CO., INC.Broker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
TD Ameritrade, INC.
February 2018 - October 2022 · 4 yrs 8 mos
TD Ameritrade, INC.Broker
February 2018 - July 2024 · 6 yrs 5 mos
TD Ameritrade Investment Management, LLC
February 2018 - September 2023 · 5 yrs 7 mos
Scottrade Investment Management
March 2017 - February 2018 · 11 mos
Scottrade, INC.Broker
December 2013 - February 2018 · 4 yrs 2 mos
Columbus Advisory Group, LTD.Broker
June 2012 - December 2013 · 1 yr 6 mos
Wts Proprietary Trading Group LLCBroker
April 2012 - August 2012 · 4 mos
Knight Equity Markets, L.P.Broker
October 2008 - October 2010 · 2 yrs
Knight Direct LLCBroker
August 2008 - October 2010 · 2 yrs 2 mos
Edgetrade LLCBroker
July 2008 - September 2008 · 2 mos
Knight Equity Markets, L.P.Broker
February 2007 - July 2008 · 1 yr 5 mos
State Registrations11 states
CACTFLMDNJNVNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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