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Keri Shaw

Empower Advisory Group, LLC
17 Years of Experience
Jacksonville, FL
1 DisclosureBroker
View SEC Summary
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Keri Shaw is a registered investment advisor at Empower Advisory Group, LLC, based in Jacksonville, FL, with 17 years of industry experience. Keri is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.

Empower Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1930 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B

Fee Structure

Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.60%

Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Jacksonville, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2019
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Empower Advisory Group, LLC
July 2025 - Present · 1 yr 3 mos
Empower Financial Services, INC.
May 2025 - Present · 1 yr 5 mos
Empower Financial Services, INC.Broker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2019 - September 2024 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2019 - September 2024 · 5 yrs
Wells Fargo Clearing Services, LLC
August 2015 - August 2019 · 4 yrs
Wells Fargo Clearing Services, LLCBroker
June 2015 - August 2019 · 4 yrs 2 mos
PNC Investments
October 2013 - August 2014 · 10 mos
PNC InvestmentsBroker
October 2013 - August 2014 · 10 mos
J.P. Morgan Securities LLC
January 2013 - September 2013 · 8 mos
J.P. Morgan Securities LLCBroker
December 2012 - September 2013 · 9 mos
TD Ameritrade, INC.Broker
September 2008 - October 2012 · 4 yrs 1 mo
TD Ameritrade, INC.
September 2008 - October 2012 · 4 yrs 1 mo
Amerivest Investment Management, LLC
September 2008 - October 2012 · 4 yrs 1 mo
Banc of America Investment Services, INC.
December 2006 - November 2007 · 11 mos
Banc of America Investment Services, INC.Broker
December 2006 - November 2007 · 11 mos
Ameriprise Financial Services, INC.
February 2006 - November 2006 · 9 mos
Ameriprise Financial Services, INC.Broker
February 2006 - November 2006 · 9 mos
State Registrations46 states
AKALARAZCACTDEFLGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Keri Shaw - Financial Advisor | TrueAdvisor