James Flanagan
James Flanagan is a registered investment advisor at Sterling Manor Financial, LLC, based in Saratoga Springs, NY, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 395 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable.
Fee Estimator
Location
18 Division Street, Suite 202, Saratoga Springs, NY, 12866
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2010Other Business ActivitiesSells Insurance
James has been selling life, long-term care, and disability insurance products through Ash Brokerage since 2005, dedicating about 10-20% of his time to this activity. He is also an IAR of Sterling Manor Financial LLC since 2016.
Employment History
Current Registrations
Sterling Manor Financial, LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
UBS Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.