Susan Maxey is a registered investment advisor at Seneca Private Wealth, LLC, based in Los Angeles, CA, with 17 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Divorce Planning, Education Planning, and 6 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Seneca Private Wealth offers investment and wealth management services for a maximum annual fee of 1.5% of the assets managed. The advisory fee is negotiated based on the complexity of the engagement and total household assets under management. The fee is generally billed in advance each calendar quarter based on the market value of the assets under management on the last day of the previous calendar quarter.
Location
1999 Avenue of the Stars, Suite 3350, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Seneca Private Wealth, LLC
Atlas Legacy Advisors LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Financial Services INC.Broker
State Registrations2 states
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