ZT
ZT

Zachary Tucker

19 Years of Experience
Broker

Zachary Tucker is a registered investment advisor at Smith Capital Investors, LLC, based in Denver, CO, with 19 years of industry experience. Zachary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 6 clients with $13B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
IM Fee
Planning only
Assets Under Management
$13.1B
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Location

1555 Blake Street, Suite 250, Denver, CO, 80202-1866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Zachary is an investor at Smith Capital Investors, LLC, dedicating full-time hours to investment management. His spouse is involved with Citybridge Consulting, LLC, a real estate development and planning consulting firm, but Zachary has no position there.

Employment History
Current Registrations
Smith Capital Investors, LLC
July 2019 - Present · 6 yrs 9 mos
Alps Distributors, INC.Broker
August 2018 - Present · 7 yrs 8 mos
Previous Registrations
Cantor Fitzgerald & CO.Broker
August 2016 - October 2017 · 1 yr 2 mos
Arbor Research & Trading, LLCBroker
May 2014 - September 2016 · 2 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
September 2010 - February 2014 · 3 yrs 5 mos
Piper Jaffray & CO.Broker
May 2009 - September 2010 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
October 2005 - February 2009 · 3 yrs 4 mos
State Registrations2 states
CACO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.