David Faulk is a CFP-designated registered investment advisor at Montage Financial Advisors, based in Morgan Hill, CA, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Gen X, High Net Worth, and 3 more. Their firm serves 36 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Montage Financial Advisors charges a flat annual fee based on the value of your investments, paid quarterly in advance. The fee structure is tiered, meaning the rate is based on predefined asset levels. For clients with less than $333,333, the annual fee is 1.50% of the portfolio value. The fees will increase by 3 percent per year beginning on December 31, 2023.
Here's how the fees work for larger accounts:
- $0 - $750,000: $5,000 per year
- Next $500,000 ($750,001 - $1,250,000): $2,500 per year
- Next $750,000 ($1,250,001 - $2,000,000): $4,050 per year
- Next $1,500,000 ($2,000,001 - $3,500,000): $5,750 per year
- Over $3,500,001: $5,800 per year
Contact
David Faulk
Location
Morgan Hill, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the President and a CPA at Montage Tax, a professional corporation, since 2016, where he assists clients with income tax preparation and planning. He dedicates about a quarter of his time to this business, with half of that time occurring during trading hours.
Employment History
Current Registrations
Montage Financial Advisors
Previous Registrations
Johanson Financial Advisors, INC.
The Portola Group INC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.