James Ward is a CFP-designated registered investment advisor, based in Morgan Hill, CA, with 4 years of industry experience.
Location
16360 Monterey Street, Suite 210, Morgan Hill, CA, 95037
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a financial advisor/owner at J Ward Financial LLC, dedicating about a third of his time to managing client investments. He also owns a law office focusing on estate planning and elder law, and owns Ward Realty and Pathfinder Ins & Fin Svcs LLC, both insurance businesses, dedicating full-time hours to each.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
J Ward Financial
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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