David Kramer
David Kramer is a registered investment advisor at Cetera Investment Advisers LLC, based in Pleasant Hill, CA, with 48 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3478 Buskirk Ave, Suite 270, Pleasant Hill, CA, 94523
Get directionsHistory
Regulatory History (1)
Criminal
May 2003Other Business ActivitiesSells Insurance
David operates under the DBA Retirement Wealth & Tax Advisors, offering fixed insurance and financial services. He is also the Chairman of Finance for a condominium association and a part owner of a rental property in Spain, dedicating minimal time to managing it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Ifg Advisory Services INC
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Derand/pennington/bass, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.