Arnold Schwartz
Arnold Schwartz is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 48 years of industry experience. Arnold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 1999Regulatory
December 1996Customer Dispute
March 1988Customer Dispute
March 1987Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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