AS
AS
Arnold Schwartz
48 Years of Experience
Las Vegas, NV
4 DisclosuresBroker
Arnold Schwartz is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (4)
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Customer Dispute
October 1999Settled
Regulatory
December 1996Final
Customer Dispute
March 1988Settled
Customer Dispute
March 1987Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 1991 - June 2009 · 18 yrs 2 mos
Citigroup Global Markets INC.Broker
May 1980 - June 2009 · 29 yrs 1 mo
Dean Witter Reynolds INC.Broker
March 1978 - August 1992 · 14 yrs 5 mos
State Registrations23 states
AZCACODEFLGAMAMDMEMINCNHNJNVNYOHORPARITNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.