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Steven Hagood

Stifel, Nicolaus & Company, Incorporated
20 Years of Experience
Tuscaloosa, AL
1 DisclosureBroker
View SEC Summary
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Steven Hagood is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Tuscaloosa, AL, with 20 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1490 Northbank Parkway, Suite 100, Tuscaloosa, AL, 35406

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2015 - Present · 11 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
October 2015 - Present · 11 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - October 2015 · 7 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - October 2015 · 7 yrs 1 mo
UBS Financial Services INC.
November 2005 - September 2008 · 2 yrs 10 mos
UBS Financial Services INC.Broker
November 2005 - September 2008 · 2 yrs 10 mos
State Registrations18 states
ALCOFLGAHIILINMAMOMSNCNMOHOKSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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