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Sean Clancy

46 Years of Experience
Aventura, FL
Broker

Sean Clancy is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sean serves as a board member for several non-profit organizations including Marian Center School and Services, Archdiocese of Miami Finance Council, Miami Country Day School, and Hurley Heritage Trust. These roles involve fundraising, marketing, and investment decisions, taking minimal time during and after business hours.

Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
July 2010 - October 2020 · 10 yrs 3 mos
UBS Financial Services INC.Broker
June 2010 - October 2020 · 10 yrs 4 mos
Janney Montgomery Scott LLC
August 2006 - July 2010 · 3 yrs 11 mos
Janney Montgomery Scott LLCBroker
December 2005 - July 2010 · 4 yrs 7 mos
Advest, INC.Broker
April 2002 - December 2005 · 3 yrs 8 mos
Gruntal & CO., L.L.C.Broker
April 1999 - May 2002 · 3 yrs 1 mo
A. F. Best Securities, INC.Broker
February 1984 - April 1999 · 15 yrs 2 mos
Paine, Webber, Jackson & Curtis INC.Broker
September 1982 - March 1984 · 1 yr 6 mos
J. B. Hanauer & CO.Broker
April 1979 - September 1982 · 3 yrs 5 mos
State Registrations25 states
AZCACOCTDCDEFLGAILKYMAMDMEMIMNNCNJNYOHOKPASCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.