Howard Eisenman
Howard Eisenman is a registered investment advisor at Nbc Securities, INC., based in Tallahassee, FL, with 46 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.
Location
3116 Capitol Circle Ne, Suite 10, Tallahassee, FL, 32308
Get directionsHistory
Regulatory History (4)
Regulatory
July 2006Customer Dispute
November 2002Customer Dispute
July 1990Regulatory
June 1988Other Business Activities
Howard is a member of Stultz, Eisenman, Hagan & Hagan LLC, formed for joint ownership of the office building. He has no active business duties related to this LLC.
Employment History
Current Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Previous Registrations
Jwgenesis Financial Services, INC.Broker
Raymond James & Associates, INC.Broker
Shearson Lehman Hutton INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.