Bruce Alan Hagan

CFP

Nbc Securities, INC.

43 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Nbc Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

72 advisors

Number of Clients

4,545 clients

Average Client Portfolio

$377K average

Assets Under Management

$1.7B

Fee Structure

Location

3116 Capitol Circle Ne, Suite 10, Tallahassee, FL, 32308

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2002

Settled

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Other Business Activities

Bruce teaches an investment planning course online for Florida State University and owns rental property. He also owns a portion of a building unit, which serves as a branch office location, but has no duties related to the building ownership.