NP
NP

Nicholas Pastorino

20 Years of Experience
Roseville, CA
1 DisclosureBroker

Nicholas Pastorino is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Roseville, CA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3700 Douglas Blvd, Roseville, CA, 95661

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History

Regulatory History (1)
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Customer Dispute
August 2016
Denied
Other Business Activities

Nicholas owns rental real estate and acts as the landlord, dedicating minimal time to this. He is also the OSJ and active advisor for Tri Counties Advisors, taking about half of his time, and the Director of Wealth Management at Tri Counties Bank, dedicating about 10-20% of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2016 - Present · 9 yrs 10 mos
Raymond James Financial Services, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Independent Capital Management
June 2010 - April 2012 · 1 yr 10 mos
Sagepoint Financial, INC.
December 2009 - September 2016 · 6 yrs 9 mos
Sagepoint Financial, INC.Broker
October 2005 - September 2016 · 10 yrs 11 mos
Sunamerica Securities, INC.Broker
October 2005 - October 2005 · 0 mos
State Registrations36 states
AKALARAZCACOFLGAHIIDILINKSKYMDMIMNMOMSMTNCNENHNVOHOKORPASCSDTNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.