Jeremy Falcone
Jeremy Falcone is a registered investment advisor at Key Investment Services LLC, based in Brooklyn, OH, with 19 years of industry experience. Jeremy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Location
4900 Tiedeman Road, Brooklyn, OH, 44144
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2012Other Business ActivitiesSells Insurance
Jeremy operates his LPL business under the DBA NBT Investment Services. He is also an agent selling non-variable insurance through NBT Insurance Agency, dedicating minimal time to this activity.
Employment History
Current Registrations
Key Investment Services LLCBroker
Key Investment Services LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Key Investment Services LLC
Key Investment Services LLCBroker
Key Investment Services LLC
LPL Financial LLC
LPL Financial LLCBroker
Infinex Investments, INC.
Infinex Investments, INC.Broker
New Horizons Asset Management Group, LLCBroker
M&t Securities, INC.
M&t Securities, INC.Broker
Key Investment Services LLCBroker
Chase Investment Services CORP.Broker
Nationwide Securities, LLCBroker
Suntrust Investment Services, INC.Broker
Nylife Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.