John Atkins
John Atkins is a registered investment advisor at Cetera Investment Advisers LLC, based in Middlebury, CT, with 19 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Middlebury, CT
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Regulatory History (1)
Customer Dispute
September 2022Other Business ActivitiesSells Insurance
John is a board member of Abilities Without Boundaries, Inc., a non-profit organization, since 2007, dedicating minimal time. He also plays in two bands and works as an insurance agent representing various independent insurance companies, spending minimal time on each. Finally, he works in banking, spending minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
MML Investors Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.