German Mora
German Mora is a registered investment advisor at Ernst & Young Investment Advisers LLP, based in Poinciana, FL, with 16 years of industry experience. German operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Poinciana, FL
Get directionsHistory
Regulatory History (3)
Regulatory
September 2022Employment Separation After Allegations
January 2017Employment Separation After Allegations
November 2016Other Business ActivitiesSells Insurance
German owns 100% of GM Financial & Trust, LLC, an investment management firm, dedicating about 10-20% of his time. He also sells insurance through Robert A Brandon Inc., spending minimal time on this activity.
Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
Gagni Wealth Management LLC
Previous Registrations
Sb Advisory, LLC
San Blas Securities LLCBroker
Intercam Advisors, INC.
Intercam Securities, INC.Broker
Mora Wm SecuritiesBroker
Mora Wealth Management LLC
Gagni Asset Management LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bbva Securities INC.Broker
Bbva Wealth Solutions INC.
Bbva Compass Investment Solutions, INCBroker
Cp Capital Securities, INC.
Cp Capital SecuritiesBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.