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Clayton Brinson

20 Years of Experience
Atlanta, GA
BrokerSells Insurance

Clayton Brinson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 20 years of industry experience. Clayton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3438 Peachtree Rd Ne, Phipps Tower Ste 1200, Atlanta, GA, 30326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Clayton is the 100% owner of OSRS, Inc., established to pay employees and receive compensation from outside insurance providers, dedicating a few hours per week. He may also earn commissions from sales of non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual, and is a 66% owner of TFWM, LLC, dedicating about half his time to receiving WMC compensation from personal production.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2008 - Present · 18 yrs
Northwestern Mutual Investment Services, LLCBroker
January 2006 - Present · 20 yrs 6 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
September 2006 - September 2006 · 0 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAIAILINKYLAMAMDMIMNMOMSNCNJNYOHOKPASCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Clayton Brinson - Financial Advisor | TrueAdvisor