EG
EG
Elizabeth Garcia
19 Years of Experience
San Francisco, CA
1 DisclosureBroker
Elizabeth Garcia is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, Pwm, San Francisco, CA, 94104
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Regulatory History (1)
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Customer Dispute
January 2009Denied
Employment History
Current Registrations
Morgan StanleyBroker
October 2024 - Present · 1 yr 7 mos
Morgan Stanley
October 2024 - Present · 1 yr 7 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2023 - November 2024 · 11 mos
J.P. Morgan Securities LLCBroker
September 2023 - November 2024 · 1 yr 2 mos
First Republic Securities Company, LLCBroker
May 2012 - September 2023 · 11 yrs 4 mos
Wells Fargo Advisors, LLC
January 2011 - December 2011 · 11 mos
Wells Fargo Advisors, LLCBroker
January 2011 - December 2011 · 11 mos
Wells Fargo Investments, LLC
May 2006 - January 2011 · 4 yrs 8 mos
Wells Fargo Investments, LLCBroker
December 2005 - January 2011 · 5 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.