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CFP

Katie Weibel

Silver Grove Advisory Services
19 Years of Experience
Williamsville, NY
Broker
View SEC Summary
View SEC Summary

Katie Weibel is a CFP-designated registered investment advisor at Silver Grove Advisory Services, based in Williamsville, NY, with 19 years of industry experience. Katie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 2,150 clients with $450M in assets under management.

Silver Grove Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
2,150 clients
Average Client Portfolio
$211K average
Assets Under Management
$453.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees range from 0.0% to 2.00% annually based on account complexity, asset level, and overall relationship. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8469 Sheridan Drive, Williamsville, NY, 14221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katie operates under several DBAs for her LPL business, including Silver Grove Financial Group, Haven Financial Planning LLC, and Silver Grove Advisory Services. Katie also hosts a radio show called NYGMS, New York Marketing, dedicating about 10-20% of her time to it.

Employment History
Current Registrations
Silver Grove Advisory Services
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
October 2015 - Present · 11 yrs
Previous Registrations
LPL Financial LLC
October 2015 - August 2017 · 1 yr 10 mos
M&t Securities, INC.
January 2012 - October 2015 · 3 yrs 9 mos
M&t Securities, INC.Broker
January 2012 - October 2015 · 3 yrs 9 mos
M&t Securities, INC.
November 2006 - May 2010 · 3 yrs 6 mos
M&t Securities, INC.Broker
September 2005 - May 2010 · 4 yrs 8 mos
State Registrations10 states
DEFLMDNCNJNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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