KW
CFP
KW
CFP

Katie Weibel

18 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,930 clients
Average Client Portfolio
$169K average
Assets Under Management
$326.6M

Fee Structure

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Location

400 Sterling Drive, Orchard Park, NY, 14127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katie operates under several DBAs for her LPL business, including Silver Grove Financial Group, Haven Financial Planning LLC, and Silver Grove Advisory Services. Katie also hosts a radio show called NYGMS, New York Marketing, dedicating about 10-20% of her time to it.

Employment History
Current Registrations
Silver Grove Advisory Services
July 2021 - Present · 4 yrs 7 mos
LPL Financial LLCBroker
October 2015 - Present · 10 yrs 4 mos
Previous Registrations
LPL Financial LLC
October 2015 - August 2017 · 1 yr 10 mos
M&t Securities, INC.
January 2012 - October 2015 · 3 yrs 9 mos
M&t Securities, INC.Broker
January 2012 - October 2015 · 3 yrs 9 mos
M&t Securities, INC.
November 2006 - May 2010 · 3 yrs 6 mos
M&t Securities, INC.Broker
September 2005 - May 2010 · 4 yrs 8 mos
State Registrations8 states
DEFLMDNCNJNYOHPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.