EC
EC

Emmanuel M Casuscelli

15 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
178 clients
Average Client Portfolio
$932K average
Assets Under Management
$165.9M

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
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Location

1001 Brickell Bay Drive Suite 1714, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Emmanuel is the Managing Member and 100% beneficial owner of Condor Point Capital LLC, a personal investment company. He is also a registered representative at UCAP Securities, LLC, an affiliated broker-dealer, which may present conflicts of interest addressed in the UCAP Asset Management, LLC Compliance Manual.

Employment History
Current Registrations
Ucap Americas
March 2019 - Present · 6 yrs 11 mos
Ucap AmericasBroker
March 2017 - Present · 8 yrs 11 mos
Ucap Americas
March 2017 - Present · 8 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2014 - March 2017 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2014 - March 2017 · 2 yrs 11 mos
Cg Compass (USA) LLCBroker
October 2010 - March 2014 · 3 yrs 5 mos
State Registrations5 states
CACTFLNYWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.