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Rosa Leace
20 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
Rosa Leace is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (1)
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Financial
March 2024Final
Other Business Activities
Rosa is a partner in Mojito Club LLC, a restaurant/bar/nightclub in North Miami, Florida, since 2008. She has no direct involvement with the business or its operations.
Employment History
Current Registrations
Morgan Stanley
November 2015 - Present · 10 yrs 10 mos
Morgan StanleyBroker
November 2015 - Present · 10 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2006 - November 2015 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - November 2015 · 9 yrs 10 mos
State Registrations13 states
COCTDCFLGALAMDNJNYPATXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.