Rosa Leace is a registered investment advisor at Morgan Stanley, based in Northfield, NJ, with 20 years of industry experience. Rosa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
376 Tilton Road, Northfield, NJ, 08225
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Regulatory History (1)
Financial
March 2024Other Business Activities
Rosa is a partner in Mojito Club LLC, a restaurant/bar/nightclub in North Miami, Florida, since 2008. She has no direct involvement with the business or its operations.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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