LM
LM
Lawrence Malamut
35 Years of Experience
Northfield, NJ
2 DisclosuresBroker
Lawrence Malamut is a registered investment advisor at Morgan Stanley, based in Northfield, NJ, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
376 Tilton Road, Northfield, NJ, 08225
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Regulatory History (2)
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Customer Dispute
February 2003Denied
Customer Dispute
July 1999Settled
Employment History
Current Registrations
Morgan Stanley
March 2021 - Present · 5 yrs 2 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
December 2008 - March 2021 · 12 yrs 3 mos
UBS Financial Services INC.Broker
December 2008 - March 2021 · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2007 - December 2008 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1991 - December 2008 · 17 yrs 11 mos
State Registrations26 states
ALAZCACODCDEFLGAILMAMDMENCNHNJNVNYOHPARISCTNTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.