Dale Whitmer is a registered investment advisor at Morgan Stanley, based in Walnut Creek, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1333 North California Boulevard, Suite 133, Walnut Creek, CA, 94596
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2014 - Present · 12 yrs 6 mos
Morgan Stanley
January 2014 - Present · 12 yrs 6 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
February 2012 - November 2013 · 1 yr 9 mos
Robert W. Baird & CO. IncorporatedBroker
February 2012 - November 2013 · 1 yr 9 mos
UBS Financial Services INC.
December 2008 - December 2011 · 3 yrs
UBS Financial Services INC.Broker
December 2008 - December 2011 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - January 2009 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - January 2009 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.