DK
DK

David Kemper

20 Years of Experience
Keller, TX
1 DisclosureBrokerSells Insurance

David Kemper is a registered investment advisor, based in Keller, TX, with 20 years of industry experience.

Location

1670 Keller Pkwy., Ste. 246, Keller, TX, 76248

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2017
Other Business ActivitiesSells Insurance

David is an independent insurance agent since 2009, dedicating about a quarter of his time to this. He also works as an advisory representative for a RIA, and as a financial professional utilizing a DBA name, both full-time. Additionally, David is an advisor and paraplanner for Trinity Strategic Partners, LLC, also full-time, and a sales representative of health and beauty products for Pharmanex USA, spending about 10-20% of his time on this.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2017 - Present · 8 yrs 5 mos
Cambridge Investment Research Advisors, INC.
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Strategic Advisers, INC.
June 2007 - October 2017 · 10 yrs 4 mos
Fidelity Brokerage Services LLCBroker
December 2005 - October 2017 · 11 yrs 10 mos
State Registrations12 states
ALAZFLGAILINMTNEOKORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Kemper - Financial Advisor | TrueAdvisor