NP
NP
Nicholas Pavia
20 Years of Experience
Mount Pleasant, SC
1 DisclosureBrokerSells Insurance
Nicholas Pavia is a registered investment advisor, based in Mount Pleasant, SC, with 20 years of industry experience.
Location
111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464
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Regulatory History (1)
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Customer Dispute
April 2018Settled
Other Business ActivitiesSells Insurance
Nicholas works full-time as a financial advisor at Apollon Wealth Management and spends about a quarter of his time as an agent providing fixed insurance advice. He also owns NCP Financial Services, LLC, a support company, Big Blue Services, LLC (rental property), and provides referrals for group benefits through Benecurv, but dedicates no time to these activities.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2025 - Present · 1 yr 4 mos
Apollon Wealth Management, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
August 2023 - December 2024 · 1 yr 4 mos
Cetera Investment Advisers LLC
August 2023 - December 2024 · 1 yr 4 mos
Securian Financial Services, INC.
March 2008 - August 2023 · 15 yrs 5 mos
Securian Financial Services, INC.Broker
July 2006 - August 2023 · 17 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
January 2006 - July 2006 · 6 mos
State Registrations10 states
CAFLGAIDMONCOHSCTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.