CM
CM

Clifford Lee Malings

19 Years of Experience
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
751 clients
Average Client Portfolio
$352K average
Assets Under Management
$264.7M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $3.0M1.00%
$3M+0.65%

Fees may be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

160 Rail Road, Suite 2, Chesterton, IN, 46304

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Clifford is the owner of Ariel Solutions, LLC, a wheelchair accessories business, since March 2018. He dedicates a few hours per week to this activity, which is not investment-related.

Employment History
Current Registrations
Compass Financial Advisors LLC
December 2005 - Present · 20 yrs 2 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.