Christopher Frain is a CFP-designated registered investment advisor, based in Chesterton, IN, with 13 years of industry experience.
Location
3100 Village Point, Ste 200, Chesterton, IN, 46304
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
May 2020 - Present · 6 yrs
Captrust
May 2020 - Present · 6 yrs
Previous Registrations
Lakeside Wealth Management Group, LLC
December 2013 - June 2020 · 6 yrs 6 mos
First Allied Securities, INC.Broker
August 2013 - May 2020 · 6 yrs 9 mos
Ameriprise Financial Services, INC.
October 2012 - August 2013 · 10 mos
Ameriprise Financial Services, INC.Broker
June 2012 - August 2013 · 1 yr 2 mos
State Registrations12 states
FLILINMAMINCOHORSCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.