Christopher Baker
Christopher Baker is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 10 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3200 Olympus Blvd Ste 100, Dallas, TX, 75019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher operates under several DBAs for his LPL business, including Perkins Wealth Management, Texas Private Wealth Advisors LLC, and HP Wealth Partners. He spends a few hours per week on these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Avantax Planning Partners, INC.
Cetera Wealth Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Sterne Agee Investment Advisors, INC.
Sterne, Agee & Leach, INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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