Robert Koba is a registered investment advisor, based in La Mesa, CA, with 20 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5500 Grossmont Center Dr, Suite 113, La Mesa, CA, 91942
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Regulatory History (2)
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Customer Dispute
September 2023Denied
Customer Dispute
May 2020Denied
Other Business Activities
Robert works as a financial advisor at Mission Federal Credit Union since 2019, dedicating about half of his time to this role. This activity is investment-related.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2019 - Present · 7 yrs 1 mo
Raymond James Financial Services Advisors, INC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Cuso Financial Services, L.P.
June 2017 - September 2019 · 2 yrs 3 mos
Cuso Financial Services, L.P.Broker
June 2017 - September 2019 · 2 yrs 3 mos
The Wealth Consulting Group
February 2015 - June 2017 · 2 yrs 4 mos
LPL Financial LLCBroker
January 2015 - June 2017 · 2 yrs 5 mos
New England Securities Corporation
September 2013 - January 2015 · 1 yr 4 mos
New England SecuritiesBroker
August 2013 - January 2015 · 1 yr 5 mos
Prudential Financial Planning Services
January 2008 - August 2013 · 5 yrs 7 mos
Pruco Securities, LLC.Broker
October 2005 - August 2013 · 7 yrs 10 mos
State Registrations11 states
ARAZCACOIDINNVORTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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