GS
GS

Gary Lee Simon

16 Years of Experience
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
632 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$100K
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Location

Fort Thomas, KY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gary works as an internal sales consultant for The Retirement Plan Company LLC, a financial services firm specializing in employee benefit plans and retirement savings programs. This is an investment-related business.

Employment History
Current Registrations
Daybright Advisory Services, INC.
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Fidelity Brokerage Services LLCBroker
February 2015 - January 2018 · 2 yrs 11 mos
Ameritas Investment CORP.Broker
June 2006 - February 2014 · 7 yrs 8 mos
Carillon Investments, INC.Broker
January 2006 - June 2006 · 5 mos
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.