Michael Ward is a registered investment advisor, based in Cazenovia, NY, with 20 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Cazenovia, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a solicitor for Hazard & Siegel Advisory Services LLC, referring client accounts, spending minimal time on this activity. He also sells and services fixed insurance products as an independent contractor through Ward Wealth Management Group LLC.
Employment History
Current Registrations
Hazard & Siegel, INC.
Hazard & Siegel, INC.Broker
Hazard & Siegel Advisory Services LLC
Previous Registrations
National Securities CorporationBroker
Wfg Investments, INC.Broker
Ridgeway & Conger, INC.Broker
Clayton Lowell, & Conger INCBroker
Clayton Lowell, & Conger INCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.