Ricardo Harten is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2021 - Present · 5 yrs 2 mos
Morgan StanleyBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2016 - March 2021 · 5 yrs
Wells Fargo Clearing Services, LLCBroker
March 2016 - March 2021 · 5 yrs
UBS Financial Services INC.Broker
January 2010 - March 2016 · 6 yrs 2 mos
UBS Financial Services INC.
January 2010 - March 2016 · 6 yrs 2 mos
UBS International INC.
February 2008 - January 2010 · 1 yr 11 mos
UBS International INC.Broker
February 2008 - January 2010 · 1 yr 11 mos
Citigroup Global Markets INC.
May 2007 - January 2008 · 8 mos
Citigroup Global Markets INC.Broker
May 2007 - January 2008 · 8 mos
Citicorp Investment Services
May 2006 - May 2007 · 1 yr
Citicorp Investment ServicesBroker
December 2005 - May 2007 · 1 yr 5 mos
State Registrations3 states
DEFLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.