Charles Yarnold
Charles Yarnold is a registered investment advisor at Osaic Wealth, INC., based in Newburgh, NY, with 19 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
11 Balmville Rd., Suite 2 North, Newburgh, NY, 12550-1911
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Regulatory History (1)
Customer Dispute
October 2011Other Business ActivitiesSells Insurance
Charles is an insurance agent and RIA representative at Focused Wealth Management, spending about two-thirds of his time there. He also has several rental properties and other business ventures, including a networking group and private equity investment.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Focused Wealth Management, INC.
Previous Registrations
Securities America, INC.Broker
Waddell & Reed, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.