MD
MD
Michael Davis
20 Years of Experience
Dupont, WA
1 DisclosureBroker
Michael Davis is a registered investment advisor at Cetera Investment Advisers LLC, based in Dupont, WA, with 20 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
955 Ross Loop, Suite 110, Dupont, WA, 98327
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
February 2018Other Business Activities
Michael is the president of Davis Global Investments LLC, using it as a DBA. He also owns rental properties under Camino Linda Properties, spending minimal time on this activity as duties are performed by a property manager.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
March 2018 - May 2021 · 3 yrs 2 mos
Summit Brokerage Services, INC.Broker
March 2018 - September 2019 · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLC
May 2014 - February 2018 · 3 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2014 - February 2018 · 3 yrs 9 mos
Edward Jones
May 2009 - May 2014 · 5 yrs
Edward JonesBroker
January 2006 - May 2014 · 8 yrs 4 mos
State Registrations2 states
FLWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.