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Seongbae Kim
14 Years of Experience
Dupont, WA
1 DisclosureBroker
Seongbae Kim is a registered investment advisor at Cetera Investment Advisers LLC, based in Dupont, WA, with 14 years of industry experience. Seongbae operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
955 Ross Loop, Suite 110, Dupont, WA, 98327
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Regulatory History (1)
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Financial
November 2019Final
Other Business Activities
Seongbae works full-time as a financial advisor with Davis Global Investments since 2018. He also serves as a church elder at Sunset Bible Church and board chair at Sound Christian Academy, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
September 2019 - Present · 6 yrs 10 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2021 - June 2023 · 2 yrs 2 mos
Summit Financial Group INC
August 2018 - May 2021 · 2 yrs 9 mos
Summit Brokerage Services, INC.Broker
August 2018 - September 2019 · 1 yr 1 mo
LPL Financial LLC
October 2016 - August 2018 · 1 yr 10 mos
LPL Financial LLCBroker
October 2016 - August 2018 · 1 yr 10 mos
Edward Jones
January 2012 - November 2016 · 4 yrs 10 mos
Edward JonesBroker
November 2011 - November 2016 · 5 yrs
State Registrations23 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.