Franklin Hsu
Franklin Hsu is a CFP-designated registered investment advisor at Nomad Capital Group, LLC, based in Kirkland, WA, with 19 years of industry experience. Franklin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 34 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $10.0M | 1.00% |
| $10M+ | 0.90% |
Fees are generally negotiable. Qualified clients may choose to pay a 20% performance fee based on capital appreciation instead of an asset-based fee.
Fee Estimator
Location
Kirkland, WA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Franklin is an independent licensed insurance agent in Pasadena, CA, selling fixed insurance products since 2006. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Nomad Capital Group, LLC
Previous Registrations
Transglobal Advisory, LLC
Globalink Securities, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.