CD
CFP
CD
CFP

Craig Dock

20 Years of Experience
Rosemount, MN

Craig Dock is a CFP-designated registered investment advisor at Vermillion Wealth Management INC., based in Rosemount, MN, with 20 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 706 clients with $460M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
706 clients
Average Client Portfolio
$651K average
Assets Under Management
$459.9M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1M+0.75%

Fees are flat breakpoint fees, meaning the entire portfolio is charged the same rate based on the total asset tier. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

15040 Canada Ave. W, Rosemount, MN, 55068

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Vermillion Wealth Management INC.
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Securities America, INC.Broker
September 2017 - September 2021 · 4 yrs
Cetera Investment Services LLCBroker
December 2016 - September 2017 · 9 mos
Cetera Investment Services LLCBroker
November 2016 - December 2016 · 1 mo
Scottrade, INC.Broker
October 2006 - May 2016 · 9 yrs 7 mos
Thrivent Investment Management INC.Broker
November 2005 - October 2006 · 11 mos
State Registrations2 states
MNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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