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Clinton Carrier

20 Years of Experience
Louisville, KY
Broker

Clinton Carrier is a registered investment advisor at Cetera Investment Advisers LLC, based in Louisville, KY, with 20 years of industry experience. Clinton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10503 Timberwood Circle Suite 205, Louisville, KY, 40223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Clinton is the treasurer of Suburban Masonic Lodge #740, spending minimal time on duties such as collecting dues and managing payments. He is also a financial advisor at Commonwealth Capital Management LLC, dedicating about a quarter of his time to this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 2 mos
Cetera Wealth Services, LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
PNC Investments
December 2011 - March 2025 · 13 yrs 3 mos
PNC InvestmentsBroker
July 2010 - March 2025 · 14 yrs 8 mos
Chase Investment Services CORP.Broker
February 2010 - July 2010 · 5 mos
PNC InvestmentsBroker
November 2009 - February 2010 · 3 mos
Natcity Investments, INC.Broker
January 2006 - November 2009 · 3 yrs 10 mos
State Registrations4 states
FLINKYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.