Stacey Frank is a registered investment advisor at A & I Wealth Management, based in Lone Tree, CO, with 18 years of industry experience. Stacey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 577 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $15.0M | 0.65% |
| $15.0M - $20.0M | 0.50% |
| $20.0M - $25.0M | 0.40% |
| $25.0M - $30.0M | 0.35% |
| $30M+ | 0.30% |
Fees are negotiable. Certain assets may be exempted from management fees for 24 months if a commissionable security or insurance product was purchased.
Fee Estimator
Location
9605 Kingston Court, Suite 190, Lone Tree, CO, 80112
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stacey works as an IAR and owner under the RIA DBA A&I Financial Services LLC DBA A&I Wealth Management. She also engages in independent sales with various insurance carriers for fixed products only, and is an owner/member of A&I Holdings LLC, Pufferfish LLC, and 9605 Kingston Court LLC.
Employment History
Current Registrations
A & I Wealth Management
Geneos Wealth Management, INC.Broker
State Registrations2 states
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