Bradley Schmitz is a registered investment advisor, based in Wall Lake, IA, with 19 years of industry experience.
Location
102 W 2nd St, Wall Lake, IA, 51466
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bradley is involved with Bank Midwest Insurance selling non-variable insurance, and Bank Midwest Trust Services. He is also involved with the Bank Midwest and Affiliates Employee Stock Ownership Plan and Midwest Wealth Management, spending about a quarter of his time on the latter two.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Sii Investments, INC.Broker
Sii Investments, INC.
Berthel Fisher & Company Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.