Nicholas Biron is a registered investment advisor, based in Raleigh, NC, with 19 years of industry experience.
Location
4460 Six Forks Rd, Fl 2, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2014Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.Broker
June 2015 - January 2018 · 2 yrs 7 mos
Bb&t Investment Services, INC.
May 2015 - January 2018 · 2 yrs 8 mos
Strategic Advisers, INC.
October 2007 - February 2014 · 6 yrs 4 mos
Fidelity Brokerage Services LLCBroker
December 2005 - February 2014 · 8 yrs 2 mos
State Registrations13 states
FLINKYMDMIMNNCOHPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.