Jeremy Smith is a registered investment advisor at Seros Financial, LLC, based in Tempe, AZ, with 18 years of industry experience. Jeremy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 534 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.90% |
| $5K - $1000K | 1.85% |
| $1.0M - $2.0M | 1.65% |
| $2M+ | 1.60% |
Fees are negotiable.
Fee Estimator
Location
2141 East Broadway Rd., Suite 220, Tempe, AZ, 85282
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2024Other Business ActivitiesSells Insurance
Jeremy is the owner of Seros Financial LLC, a registered investment advisor, and Seros Insurance, providing insurance services. He also has ownership or management roles in several real estate and business-related entities, and is an assistant football coach.
Employment History
Current Registrations
Seros Financial, LLC
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Newmark Capital Management, LLC
First Financial Equity Corporation
First Financial Equity CorporationBroker
Sagepoint Financial, INC.Broker
Alliance Financial Group, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.