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Bryson Guffey

6 Years of Experience
Baton Rouge, LA

Bryson Guffey is a registered investment advisor at Awm Capital, LLC, based in Baton Rouge, LA, with 6 years of industry experience. Bryson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 4 more. Their firm serves 467 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
467 clients
Average Client Portfolio
$3.2M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$5M
Investment management only (planning not offered)
Minimum Annual Fee:$20,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual advisory fee is up to 2.00% of assets under advisement, subject to a minimum annual fee of $20,000. Fees are negotiable on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7330 Highland Road, Suite A-3-B, Baton Rouge, LA, 70808

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bryson is a business consultant at Will McGuffey and Associates, LLC, though he doesn't plan to actively provide services in the near future. He also serves as an attorney at McGuffey Law Offices, LLC and an adjunct professor of law at LSU, dedicating minimal time to each.

Employment History
Current Registrations
Awm Capital, LLC
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
1 Union Management, LLC
April 2020 - January 2021 · 9 mos
State Registrations2 states
LATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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