Alan Fischer
Alan Fischer is a registered investment advisor at Cetera Investment Advisers LLC, based in New Berlin, WI, with 20 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
New Berlin, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an independent insurance agent selling fixed insurance products since 2008, and also involved in selling insurance, securities, and investment products through Sauvey & Sauvey and Great Lakes Wealth Advisors. He dedicates nearly full-time hours to these activities, and also spends minimal time as a New Member Engagement Partner for the Brookfield Chamber of Commerce.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
State Registrations9 states
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