Mark Riggs is a registered investment advisor at Cetera Investment Advisers LLC, based in Hanover, PA, with 20 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
40 York Street, Hanover, PA, 17331
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is a co-owner of an independent insurance agency, managing its operations for about a quarter of his time, though he doesn't write insurance himself. He is also involved in several other ventures, including real estate leasing, financial services through HCM Wealth Advisory Group, and board member positions at a performing arts center, library, and Rotary Club.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations11 states
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