Brian Wong
Brian Wong is a registered investment advisor at LPL Financial LLC, based in Iselin, NJ, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
485 E Rte 1 S, Suite 110, Iselin, NJ, 08830
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2012Other Business ActivitiesSells Insurance
Brian operates several DBAs for his LPL business: Align Wealth Group, Balmville Wealth Group, and Align Wealth Management Group. He also sells non-variable insurance (life insurance) as an agent for Balmville Wealth Group, dedicating about 10-20% of his time, and owns rental real estate, spending minimal time on it. Brian is also a notary for the State of NJ, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.