Richard Auteri
Richard Auteri is a registered investment advisor at LPL Financial LLC, based in Iselin, NJ, with 15 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
485 E Rte 1 S, Suite 110, Iselin, NJ, 08830
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2012Other Business ActivitiesSells Insurance
Richard operates under multiple DBAs for his LPL business, including Align Wealth Management Group and Balmville Wealth Group. He is also an insurance agent/producer for non-variable insurance products through Life Brokerage and Vanbridge, dedicating a few hours per week to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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