Diana Thomason
Diana Thomason is a registered investment advisor at Intercarolina Financial Services, INC., based in Murray, KY, with 20 years of industry experience. Diana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 271 clients with $85M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable with a maximum of 1.50% annually. The firm also participates in wrap fee programs with separate fee structures.
Fee Estimator
Location
300 Maple St, Suite 4, Murray, KY, 42071
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diana is involved in several outside business activities, including DBA fixed insurance, hosting a radio show, owning Racer Rentals LLC with Robert Thomason, and owning commercial property. She also works as a sales associate for AMS Health Sciences, selling vitamin supplements.
Employment History
Current Registrations
Intercarolina Financial Services, INC.
Intercarolina Financial Services, INC.
Intercarolina Financial Services, INC.Broker
Previous Registrations
LPL Financial Corporation
LPL Financial CorporationBroker
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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