DT
DT

Diana Sue Thomason

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
381 clients
Average Client Portfolio
$343K average
Assets Under Management
$130.8M

Fee Structure

Financial Planning:Investment management only
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Location

300 Maple St, Suite 4, Murray, KY, 42071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Diana is involved in several outside business activities, including DBA fixed insurance, hosting a radio show, owning Racer Rentals LLC with Robert Thomason, and owning commercial property. She also works as a sales associate for AMS Health Sciences, selling vitamin supplements.

Employment History
Current Registrations
Intercarolina Financial Services, INC.
October 2010 - Present · 15 yrs 4 mos
Intercarolina Financial Services, INC.
April 2010 - Present · 15 yrs 10 mos
Intercarolina Financial Services, INC.Broker
April 2010 - Present · 15 yrs 10 mos
Previous Registrations
LPL Financial Corporation
December 2007 - April 2010 · 2 yrs 4 mos
LPL Financial CorporationBroker
December 2007 - April 2010 · 2 yrs 4 mos
Securities America Advisors, INC.
January 2006 - December 2007 · 1 yr 11 mos
Securities America, INC.Broker
January 2006 - December 2007 · 1 yr 11 mos
State Registrations6 states
AZKYOHTNVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Diana Sue Thomason - Financial Advisor | TrueAdvisor